1.3 Wellington Shields 2025 4 2026-01-29T07:04:42Z 2025 10 100.00 83.13 0.74 14.31 1.81 CDRG 24.66 23.36 45.45 32.39 14.81 3.3299 8.9998 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable JNST 18.82 18.92 9.09 18.31 22.22 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. ETMM 12.84 13.10 0.00 10.33 25.93 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. HRTF 11.96 13.10 0.00 6.10 11.11 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. NITE 11.22 11.40 0.00 10.80 11.11 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. UBSS 8.20 8.25 9.09 7.04 14.81 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. SOHO 5.91 5.34 9.09 9.86 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. INTL 5.31 6.14 18.18 0.47 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. VALR 0.74 0.00 9.09 4.69 0.00 0.0000 0.0000 -2.9725 -29.7254 5.8031 19.3436 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. ICRS 0.27 0.32 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to ICRS and receives exchange rebates as credits where applicable Wellington Shields also receives incremental pricing benefits if certain volume thresholds are met PFRA 0.07 0.08 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to PFRA and receives exchange rebates as credits where applicable Wellington Shields also receives incremental pricing benefits if certain volume thresholds are met 100.00 86.46 3.58 9.61 0.35 CDRG 23.72 26.46 3.92 7.30 0.00 22.3701 8.0677 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable JNST 16.98 17.45 25.49 10.22 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. ETMM 16.49 18.26 3.92 5.84 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. NITE 9.96 10.71 5.88 5.11 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. HRTF 8.77 9.17 1.96 4.38 100.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. VALR 7.02 0.00 50.98 54.01 0.00 0.0000 0.0000 -16.0997 -7.8920 63.6899 17.9915 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. UBSS 6.11 6.25 1.96 6.57 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. SOHO 5.89 6.09 1.96 5.84 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. INTL 4.70 5.36 0.00 0.73 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. GTSM 0.28 0.24 1.96 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to GTS Securities. PERX 0.07 0.00 1.96 0.00 0.00 0.0000 0.0000 -0.7832 -15.6648 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Pershing and receives exchange rebates as credits where applicable. 100.00 10.60 2.10 80.20 7.10 CDRG 37.10 31.10 41.90 38.90 25.00 -12.5000 -25.0000 -3.2500 -25.0000 -118.0000 -25.0000 -6.7500 -25.0000 Wellington Shields pays execution and clearing fees to Pershing WEXX 18.60 16.20 3.20 18.00 33.30 -6.5000 -25.0000 -0.2500 -25.0000 -54.5000 -25.0000 -9.0000 -25.0000 Wellington Shields pays execution and clearing fees to Pershing SUSQ 17.40 11.20 22.60 18.10 17.60 -4.5000 -25.0000 -1.7500 -25.0000 -54.7500 -25.0000 -4.7500 -25.0000 Wellington Shields pays execution and clearing fees to Pershing DASH 15.50 21.10 22.60 14.20 20.40 -8.5000 -25.0000 -1.7500 -25.0000 -43.0000 -25.0000 -5.5000 -25.0000 Wellington Shields pays execution and clearing fees to Pershing DFIN 9.70 14.90 6.50 9.70 3.70 -6.0000 -25.0000 -0.5000 -25.0000 -29.2500 -25.0000 -1.0000 -25.0000 Wellington Shields pays execution and clearing fees to Pershing JNOP 1.70 5.60 3.20 1.20 0.00 -2.2500 -25.0000 -0.2500 -25.0000 -3.7500 -25.0000 0.0000 0.0000 Wellington Shields pays execution and clearing fees to Pershing 2025 11 100.00 89.83 0.43 5.17 4.57 CDRG 23.10 21.79 60.00 31.67 35.85 4.9144 8.4730 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable HRTF 15.60 16.03 20.00 15.00 7.55 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. JNST 15.09 15.45 0.00 10.00 15.09 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. ETMM 14.05 15.26 0.00 6.67 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. NITE 12.93 11.52 0.00 26.67 26.42 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. UBSS 7.41 7.97 0.00 1.67 3.77 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. INTL 5.69 6.05 0.00 1.67 3.77 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. SOHO 5.00 5.09 0.00 1.67 7.55 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. PFRA 0.78 0.86 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to PFRA and receives exchange rebates as credits where applicable Wellington Shields also receives incremental pricing benefits if certain volume thresholds are met VALR 0.34 0.00 20.00 5.00 0.00 0.0000 0.0000 -0.7326 -12.2105 0.4710 5.2331 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. 100.00 90.52 1.60 7.76 0.12 CDRG 30.42 31.97 0.00 19.05 0.00 20.8848 8.0172 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable JNST 17.61 18.10 7.69 12.70 100.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. ETMM 16.01 16.73 30.77 4.76 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. NITE 8.74 8.98 15.38 4.76 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. HRTF 8.00 8.16 7.69 6.35 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. SOHO 5.79 5.58 0.00 9.52 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. UBSS 5.79 5.44 0.00 11.11 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. INTL 3.33 3.54 0.00 1.59 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. VALR 2.96 0.00 38.46 30.16 0.00 0.0000 0.0000 -4.5394 -19.7365 18.7014 18.7014 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. PFRA 0.86 0.95 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to PFRA and receives exchange rebates as credits where applicable Wellington Shields also receives incremental pricing benefits if certain volume thresholds are met GTSM 0.37 0.41 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to GTS Securities. ICRS 0.12 0.14 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to ICRS and receives exchange rebates as credits where applicable Wellington Shields also receives incremental pricing benefits if certain volume thresholds are met 100.00 19.20 1.70 73.80 5.30 CDRG 33.80 28.50 33.30 37.60 0.00 -9.7500 -25.0000 -1.0000 -25.0000 -49.5000 -25.0000 0.0000 0.0000 Wellington Shields pays execution and clearing fees to Pershing SUSQ 22.00 14.60 8.30 22.60 44.70 -5.0000 -25.0000 -0.2500 -25.0000 -29.7500 -25.0000 -4.2500 -25.0000 Wellington Shields pays execution and clearing fees to Pershing DASH 18.40 24.10 33.30 15.40 34.20 -8.2500 -25.0000 -1.0000 -25.0000 -20.2500 -25.0000 -3.2500 -25.0000 Wellington Shields pays execution and clearing fees to Pershing WEXX 18.40 19.00 25.00 18.60 10.50 -6.5000 -25.0000 -0.7500 -25.0000 -24.5000 -25.0000 -1.0000 -25.0000 Wellington Shields pays execution and clearing fees to Pershing DFIN 4.90 9.50 0.00 3.40 10.50 -3.2500 -25.0000 0.0000 0.0000 -4.5000 -25.0000 -1.0000 -25.0000 Wellington Shields pays execution and clearing fees to Pershing JNOP 2.70 4.40 0.00 2.50 0.00 -1.5000 -25.0000 0.0000 0.0000 -3.2500 -25.0000 0.0000 0.0000 Wellington Shields pays execution and clearing fees to Pershing 2025 12 100.00 94.29 0.27 3.30 2.14 CDRG 23.46 23.02 20.00 26.67 38.46 1.8078 8.6085 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable ETMM 16.76 16.90 40.00 18.33 5.13 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. JNST 16.26 16.67 0.00 10.00 10.26 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. HRTF 12.20 12.47 0.00 13.33 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. NITE 10.49 10.37 20.00 11.67 12.82 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. UBSS 7.14 7.17 0.00 5.00 10.26 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. INTL 7.09 7.28 0.00 3.33 5.13 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. SOHO 5.71 5.59 0.00 1.67 17.95 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. VALR 0.38 0.00 20.00 10.00 0.00 0.0000 0.0000 -0.2847 -9.4903 2.8919 13.1450 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. ICRS 0.27 0.29 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to ICRS and receives exchange rebates as credits where applicable Wellington Shields also receives incremental pricing benefits if certain volume thresholds are met PFRA 0.22 0.23 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to PFRA and receives exchange rebates as credits where applicable Wellington Shields also receives incremental pricing benefits if certain volume thresholds are met 100.00 95.01 1.21 2.85 0.93 CDRG 26.59 27.16 11.76 17.50 15.38 18.9629 8.4872 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable ETMM 18.89 19.65 5.88 5.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. JNST 18.75 19.50 5.88 2.50 7.69 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. NITE 11.76 11.85 0.00 2.50 46.15 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. HRTF 7.56 7.58 11.76 5.00 7.69 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. SOHO 4.49 4.58 0.00 5.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. UBSS 4.35 4.28 5.88 0.00 23.08 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. INTL 3.64 3.68 5.88 2.50 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. VALR 2.21 0.00 52.94 55.00 0.00 0.0000 0.0000 -9.3110 -10.1760 29.5260 25.9433 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. PFRA 1.00 1.05 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to PFRA and receives exchange rebates as credits where applicable Wellington Shields also receives incremental pricing benefits if certain volume thresholds are met GTSM 0.57 0.60 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to GTS Securities. PERX 0.14 0.00 0.00 5.00 0.00 0.0000 0.0000 0.0000 0.0000 -1.5336 -15.3358 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Pershing and receives exchange rebates as credits where applicable. ICRS 0.07 0.08 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to ICRS and receives exchange rebates as credits where applicable Wellington Shields also receives incremental pricing benefits if certain volume thresholds are met 100.00 18.30 3.00 72.00 6.80 CDRG 38.20 29.10 21.70 39.50 55.80 -10.2500 -25.0000 -1.2500 -25.0000 -54.7500 -25.0000 -7.2500 -25.0000 Wellington Shields pays execution and clearing fees to Pershing WEXX 21.40 17.70 34.80 22.00 19.20 -6.2500 -25.0000 -2.0000 -25.0000 -30.5000 -25.0000 -2.5000 -25.0000 Wellington Shields pays execution and clearing fees to Pershing SUSQ 18.60 11.40 17.40 19.90 25.00 -4.0000 -25.0000 -1.0000 -25.0000 -27.5000 -25.0000 -3.2500 -25.0000 Wellington Shields pays execution and clearing fees to Pershing DASH 15.10 26.20 17.40 13.50 0.00 -9.2500 -25.0000 -1.0000 -25.0000 -18.7500 -25.0000 0.0000 0.0000 Wellington Shields pays execution and clearing fees to Pershing DFIN 4.90 9.90 4.40 4.20 0.00 -3.5000 -25.0000 -0.2500 -25.0000 -5.7500 -25.0000 0.0000 0.0000 Wellington Shields pays execution and clearing fees to Pershing JNOP 1.80 5.70 4.40 0.90 0.00 -2.0000 -25.0000 -0.2500 -25.0000 -1.2500 -25.0000 0.0000 0.0000 Wellington Shields pays execution and clearing fees to Pershing