1.3 WallachBeth Capital 606 2025 4 2026-01-30T18:38:33Z 2025 10 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 99.9532 27.2940 31.0861 41.6199 0.0000 RSKY 87.5183 97.2561 83.8824 84.8980 0.0000 -829.2057 -4.3790 -2945.1350 -4.4825 -1679.1665 -4.4080 0.0000 0.0000 RSKY is an options broker. RSKY charges WallachBeth Capital $.05 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.025 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, PTR will still charge WallachBeth Capital the $.05 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not DND 8.1259 0.0000 12.0000 9.7959 0.0000 0.0000 0.0000 -2160.7920 -3.1420 -3706.4399 -3.1435 0.0000 0.0000 DND is an options broker. DND charges WallachBeth Capital $.05 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.025 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, DND will still charge WallachBeth Capital the $.05 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not receive rebates for providing liquidity, and does not have any arrangements other than those stated above. BCEX 1.5007 2.7439 1.8824 0.5714 0.0000 1133.5474 18.5706 71.7081 17.8823 95.1763 18.3738 0.0000 0.0000 BCEX is an electronic options broker. WallachBeth Capital ISI routes are not held orders to BAML to be executed in various market centers chosen by BAML. BAML charges WallachBeth ISI rates from $0.05 per contract executed depending on the method of access and product, but WallachBeth ISI is generally charged $0.05 per contract for low touch executions. In addition, WallachBeth ISI pays exchange, regulatory, market data and clearing fees related to executions through BAML, and WallachBeth ISI is eligible to receive rebates based on its order volumes routed to BAML. ZERO 1.5007 0.0000 1.2941 2.4490 0.0000 0.0000 0.0000 -79.7414 -1.3808 -135.1620 -1.3792 0.0000 0.0000 ZERO is an options broker. ZERO charges WallachBeth Capital $.05 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.025 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, ZERO will still charge WallachBeth Capital the $.05 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not receive rebates for providing liquidity, and does not have any arrangements other than those stated above. Additionally, in the case of Qualified Contingency Crosses, WallachBeth Capital are eligible to receive a portion of the pass-through rebates from the exchange to the floor broker. CASY 0.8053 0.0000 0.8235 1.2245 0.0000 0.0000 0.0000 35.2144 2.0509 57.2904 2.0483 0.0000 0.0000 Casey Securities LLC (CASEY) is an options broker. CASY charges WallachBeth Capital $.05 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.025 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, CASY will still charge WallachBeth Capital the $.05 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not receive rebates for providing liquidity, and does not have any arrangements other than those stated above. PTRPX 0.3660 0.0000 0.0000 0.8163 0.0000 0.0000 0.0000 0.0000 0.0000 47.2572 1.3533 0.0000 0.0000 PTR is an options broker. PTR charges WallachBeth Capital $.05 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.025 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, PTR will still charge WallachBeth Capital the $.05 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not DFIN 0.0732 0.0000 0.0000 0.1633 0.0000 0.0000 0.0000 0.0000 0.0000 9.1273 5.0991 0.0000 0.0000 Dash Financial Technologies LLC (DFIN), is an electronic options broker. WallachBeth Capital ISI routes are not held orders to DFIN to be executed in various market centers chosen by DFIN. DFIN charges WallachBeth ISI rates from $0.05 per contract executed depending on the method of access and product, but WallachBeth ISI is generally charged $0.05 per contract for low touch executions. In addition, WallachBeth ISI pays exchange, regulatory, market data and clearing fees related to executions through DFIN, and WallachBeth ISI is eligible to receive rebates based on its order volumes routed to DFIN. LKSK 0.0732 0.0000 0.1176 0.0816 0.0000 0.0000 0.0000 27.3215 13.5928 13.6607 13.5255 0.0000 0.0000 LKSK is an options broker. LKSK charges WallachBeth Capital $.15 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.075 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, LKSK will still charge WallachBeth Capital the $.15 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not receive rebates for providing liquidity, and does not have any arrangements other than those stated above. 2025 11 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 100.0000 33.1119 30.6081 36.2800 0.0000 RSKY 89.3164 95.0395 82.6152 88.6750 0.0000 -3789.6101 -10.7373 -4968.8101 -10.8663 -3837.3501 -10.7585 0.0000 0.0000 RSKY is an options broker. RSKY charges WallachBeth Capital $.05 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.025 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, PTR will still charge WallachBeth Capital the $.05 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not DND 4.5436 0.0000 9.3611 5.4360 0.0000 0.0000 0.0000 -4589.3101 -2.9988 -1758.3000 -2.9975 0.0000 0.0000 DND is an options broker. DND charges WallachBeth Capital $.05 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.025 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, DND will still charge WallachBeth Capital the $.05 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not receive rebates for providing liquidity, and does not have any arrangements other than those stated above. BCEX 2.3332 4.9605 1.1887 0.5663 0.0000 242.8800 3.9712 44.4400 3.9714 42.7200 3.9814 0.0000 0.0000 BCEX is an electronic options broker. WallachBeth Capital ISI routes are not held orders to BAML to be executed in various market centers chosen by BAML. BAML charges WallachBeth ISI rates from $0.05 per contract executed depending on the method of access and product, but WallachBeth ISI is generally charged $0.05 per contract for low touch executions. In addition, WallachBeth ISI pays exchange, regulatory, market data and clearing fees related to executions through BAML, and WallachBeth ISI is eligible to receive rebates based on its order volumes routed to BAML. DFIN 1.5555 0.0000 3.7147 1.4723 0.0000 0.0000 0.0000 5.5300 5.3173 11.2000 6.4740 0.0000 0.0000 Dash Financial Technologies LLC (DFIN), is an electronic options broker. WallachBeth Capital ISI routes are not held orders to DFIN to be executed in various market centers chosen by DFIN. DFIN charges WallachBeth ISI rates from $0.05 per contract executed depending on the method of access and product, but WallachBeth ISI is generally charged $0.05 per contract for low touch executions. In addition, WallachBeth ISI pays exchange, regulatory, market data and clearing fees related to executions through DFIN, and WallachBeth ISI is eligible to receive rebates based on its order volumes routed to DFIN. ZERO 1.1871 0.0000 1.6345 2.0385 0.0000 0.0000 0.0000 76.5100 0.9986 46.9500 0.9962 0.0000 0.0000 ZERO is an options broker. ZERO charges WallachBeth Capital $.05 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.025 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, ZERO will still charge WallachBeth Capital the $.05 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not receive rebates for providing liquidity, and does not have any arrangements other than those stated above. Additionally, in the case of Qualified Contingency Crosses, WallachBeth Capital are eligible to receive a portion of the pass-through rebates from the exchange to the floor broker. PTRPX 0.7368 0.0000 0.8915 1.3590 0.0000 0.0000 0.0000 15.8000 0.9962 60.8600 0.9980 0.0000 0.0000 PTR is an options broker. PTR charges WallachBeth Capital $.05 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.025 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, PTR will still charge WallachBeth Capital the $.05 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not LKSK 0.1637 0.0000 0.2972 0.2265 0.0000 0.0000 0.0000 45.0000 14.9007 18.1500 14.7561 0.0000 0.0000 LKSK is an options broker. LKSK charges WallachBeth Capital $.15 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.075 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, LKSK will still charge WallachBeth Capital the $.15 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not receive rebates for providing liquidity, and does not have any arrangements other than those stated above. CASY 0.0819 0.0000 0.0000 0.2265 0.0000 0.0000 0.0000 0.0000 0.0000 1.6000 1.9512 0.0000 0.0000 Casey Securities LLC (CASEY) is an options broker. CASY charges WallachBeth Capital $.05 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.025 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, CASY will still charge WallachBeth Capital the $.05 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not receive rebates for providing liquidity, and does not have any arrangements other than those stated above. IAEC 0.0819 0.0000 0.2972 0.0000 0.0000 0.0000 0.0000 30.0000 2.9940 0.0000 0.0000 0.0000 0.0000 WallachBeth Capital 606 pays exchange, regulatory, market data and clearing fees to IAEC and receives exchange rebates as credits where applicable WallachBeth Capital 606 also receives incremental pricing benefits if certain volume thresholds are met 2025 12 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 100.0000 36.5839 34.7518 28.6643 0.0000 RSKY 90.2047 96.3612 87.9617 85.1468 0.0000 -1411.6899 -6.7603 -3196.9700 -6.9028 -2233.4900 -6.8935 0.0000 0.0000 RSKY is an options broker. RSKY charges WallachBeth Capital $.05 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.025 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, PTR will still charge WallachBeth Capital the $.05 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not DND 5.3119 0.0000 8.2079 8.4629 0.0000 0.0000 0.0000 -2299.7400 -2.9977 -2770.6499 -2.9984 0.0000 0.0000 DND is an options broker. DND charges WallachBeth Capital $.05 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.025 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, DND will still charge WallachBeth Capital the $.05 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not receive rebates for providing liquidity, and does not have any arrangements other than those stated above. BCEX 1.7544 3.6388 0.5472 0.8636 0.0000 1407.8400 20.9158 142.1700 20.8767 217.3500 20.8990 0.0000 0.0000 BCEX is an electronic options broker. WallachBeth Capital ISI routes are not held orders to BAML to be executed in various market centers chosen by BAML. BAML charges WallachBeth ISI rates from $0.05 per contract executed depending on the method of access and product, but WallachBeth ISI is generally charged $0.05 per contract for low touch executions. In addition, WallachBeth ISI pays exchange, regulatory, market data and clearing fees related to executions through BAML, and WallachBeth ISI is eligible to receive rebates based on its order volumes routed to BAML. ZERO 1.3158 0.0000 2.0520 2.0725 0.0000 0.0000 0.0000 -100.6000 -0.9985 -44.6700 -0.9973 0.0000 0.0000 ZERO is an options broker. ZERO charges WallachBeth Capital $.05 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.025 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, ZERO will still charge WallachBeth Capital the $.05 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not receive rebates for providing liquidity, and does not have any arrangements other than those stated above. Additionally, in the case of Qualified Contingency Crosses, WallachBeth Capital are eligible to receive a portion of the pass-through rebates from the exchange to the floor broker. DFIN 0.6823 0.0000 0.8208 1.3817 0.0000 0.0000 0.0000 -18.2000 -56.8750 -28.0000 -58.3333 0.0000 0.0000 Dash Financial Technologies LLC (DFIN), is an electronic options broker. WallachBeth Capital ISI routes are not held orders to DFIN to be executed in various market centers chosen by DFIN. DFIN charges WallachBeth ISI rates from $0.05 per contract executed depending on the method of access and product, but WallachBeth ISI is generally charged $0.05 per contract for low touch executions. In addition, WallachBeth ISI pays exchange, regulatory, market data and clearing fees related to executions through DFIN, and WallachBeth ISI is eligible to receive rebates based on its order volumes routed to DFIN. PTRPX 0.3899 0.0000 0.2736 1.0363 0.0000 0.0000 0.0000 6.1000 0.9967 32.2400 0.9981 0.0000 0.0000 PTR is an options broker. PTR charges WallachBeth Capital $.05 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.025 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, PTR will still charge WallachBeth Capital the $.05 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not CASY 0.1949 0.0000 0.0000 0.6908 0.0000 0.0000 0.0000 0.0000 0.0000 -14.9000 -0.9973 0.0000 0.0000 Casey Securities LLC (CASEY) is an options broker. CASY charges WallachBeth Capital $.05 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.025 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, CASY will still charge WallachBeth Capital the $.05 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not receive rebates for providing liquidity, and does not have any arrangements other than those stated above. LKSK 0.0975 0.0000 0.1368 0.1727 0.0000 0.0000 0.0000 10.0000 9.9010 20.0000 9.9502 0.0000 0.0000 LKSK is an options broker. LKSK charges WallachBeth Capital $.15 for initiated crosses. Initiated crosses include both a buy and sell, generally resulting in an average charge of $0.075 per contract. In instances where the initiated cross is not fully executed on both the buy and sell, LKSK will still charge WallachBeth Capital the $.15 on the larger trade, resulting in potentially higher per contract charges. WallachBeth Capital pays no connectivity fees, has no payment for order flow arrangements with this venue, and does not receive rebates for providing liquidity, and does not have any arrangements other than those stated above. XFAB 0.0487 0.0000 0.0000 0.1727 0.0000 0.0000 0.0000 0.0000 0.0000 24.0000 19.8347 0.0000 0.0000 WallachBeth Capital 606 pays exchange, regulatory, market data and clearing fees to XFAB and receives exchange rebates as credits where applicable WallachBeth Capital 606 also receives incremental pricing benefits if certain volume thresholds are met